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ARTICLES |
Ali M. Ziada, M.D.
E. David Crawford, M.D.
Division of Urology
University of Colorado
Denver, Colorado
With the current advances in screening, earlier detection of prostate
cancer, and improved techniques for performing radical prostatectomy, a larger number
of patients are being surgically treated. However, on pathologic examination of their
prostate, these patients might not have organ confined disease. The pathologic features
which predict failure in those cases are unknown prior to surgery. This includes
patients with seminal vesicle invasion, positive surgical margins, and high Gleason
scores. Patients at high risk for local recurrence are candidates for further therapy
to control the local disease. These patients represent a large proportion of surgically
treated patients. In spite of 58% of patients having clinically localized disease
at presentation, over one-half will likely be T3 disease.1 This is despite
all the advances in screening.
Adjuvant radiotherapy and/or various methods of androgen deprivation are available
for this group of patients. A Mayo Clinic study found that 5-year local recurrence-free
survival rates were >95% among prostatectomy patients who had either radiation
or orchiectomy compared with 84% for patients who received no adjuvant therapy.2
However, no advantage for adjuvant therapy was found in overall or cause-specific
mortality. One recent study reported the efficacy of adjuvant radiation after radical
prostatectomy, but only among patients found with pT3 who had an undetectable PSA
after surgery.3
Postoperative radiation therapy can be given as adjuvant or salvage irradiation.
Adjuvant radiation therapy can be used postoperatively for patients with high risk
of recurrence. Radiation used as salvage therapy is usually associated with biochemical
failure, whether it is associated with a palpable local or biopsy-detected lesion
or not. The questions that we need to answer are:
Efficacy of Radiation in the Postoperative Setting
Men with pathological stage T3 can be further subdivided into prognostically
distinct subgroups based on multiple histologic and biochemical factors. Historically,
a number of studies with long term follow up showed that extracapsular disease predisposes
local failure. Gibbons et al4 had 45 patients with microscopic extension
beyond the prostatic capsule. Twenty-two of those patients received external beam
irradiation therapy whereas 23 did not. Local recurrence rates (4%) were reduced
in the group that received the radiation compared to 30% in the other group that
did not. Survival, however, was not affected in either group. Radiation therapy was
associated with a higher incidence of pelvic complications. The significance of this
finding is of minor importance because of the more advanced techniques of radiation
therapy used in recent years. Another study by Shevlin et al5 showed that
the local recurrence rate can be reduced from 28% to less than 5% with the use of
adjuvant radiation.
A more recent study in 1993 by Cheng et al2 found that following prostatectomy,
the 5 year survival rate was more than 95% in patients receiving radiation or orchiectomy
as adjuvant treatment, compared with 84% for other patients not receiving any form
of adjuvant therapy. Again, development of distant metastasis and survival were not
affected by the adjuvant radiation therapy.
In a recent series,6 it was shown that a similar proportion of patients
(77%) who received radiation therapy were free of metastatic disease, in comparison
with patients (66%) who did not receive radiation. Multiple studies have shown that
salvage radiation therapy has variable short term effects on the biochemical status
of prostate cancer patients. The probability of developing rising PSA levels after
prostatectomy ranges from 18% to 51%, and the duration of undetectable serum PSA
is generally short averaging 16 to 24 months in different studies.7
Since rising PSA in modern reports is considered the primary indication of failure
(local failure or distant metastasis or even both), only those with local failure
will benefit from adjuvant radiation therapy. In a recent study by Forman et al,8
patients with rising PSA received definitive radiotherapy. Sixty-four percent
of patients exhibited no evidence of recurrence up to 48 months after therapy. Treatment
failure was 3.7 times greater for patients who did not reach undetectable PSA levels,
and 5.6 times greater for patients with either lymph node or seminal vesicle involvement.
Patients who had a PSA >1.2 - 2.0 ng/ml postoperatively had a 4 to 5 times greater
risk of failing salvage radiation than patients who had PSA values below this mark.
Patterns of Failure for pT3 Patients
Several studies pointed out that patients with extracapsular disease are predisposed
to failure following radical prostatectomy. The local failure rates of Gibbons et
al,4 Shevlin et al,5 and Schellhammer9 were 25%,
28% and 31% respectively. Myers and Fleming11 reported a 46% incidence of local recurrence
after 10 years. Gibbons et al and Schellhammer suggested that local failure can be
predicted by seminal vesicle involvement.
In a multivariate analysis study by Anscher and Prosnitz,10 the most important
predictors of local recurrence were positive surgical margins and high tumor grade.
Capsular penetration alone was not a highly suggestive factor. In this same multivariate
analysis, seminal vesicle involvement was found to be the strongest predictor of
distant metastasis. However, seminal vesicle involvement was not an independent predictor
of local failure.10 The incidence of seminal vesicle involvement with
local failure may be higher than reported, but is masked by the fact that patients
do not survive due to distant metastasis or the institution of androgen suppression.
Positive surgical margins
By strict definition, "positive margins" means neoplastic cells in contact with the inked margin used to mark the specimen. To clarify the positive margin phenomenon, 3 different categories were recognized by Sakr and Grignon:12
According to this refined classification by Sakr and Grignon,12 patients
with tumor involving surgical margins but without extraprostatic extension experience
biochemical failure rates, in the form of rising PSA, between those of patients with
confined tumors and those with extraprostatic disease. Also according to this classification,
PSA failure is related to the degree of involvement of the surgical margin.
Patients with positive margins at radical prostatectomy have a 42-64% probability
of remaining progression free at 5. This is in contrast to the 80% probability of
patients with negative margins remaining progression free at 5 years after radical
prostatectomy.13,14
Two studies relating progression to positive margins have followed patients for 10
years. In one of those studies, patients with negative margins had a progression
free probability of 74.8%, while those with positive margins had a progression free
probability of only 41.9%.13 In the other study, progression free probability
for patients with positive margins was 38%. Negative margins were not evaluated because
these patients were in only 2 separate groups: those with organ confined disease
and those with capsular penetration.15
However, studies found that positive surgical margin was predictive of recurrence
only when Gleason sum equal to or greater than 6 with negative seminal vesicle and
nodal involvement.14 In another report, margin status is most relevant
in patients with Gleason scores of 5 to 7. In men with Gleason scores 2 to 4, negative
seminal vesicles, and negative lymph nodes, prognosis is known to be extremely favorable,
while in patients with Gleason scores of 8 or 9, tumors cannot be stratified by capsular
penetration or margin status.16
Huland et al17 found that in nearly 50% of patients with a Gleason sum
of 5 or 6, tumors were organ confined with negative margins. These patients had a
98.7% chance of being disease free at five years, and a 92.4% chance at 10 years,
respectively. Since 88% of prostate cancer patients with negative seminal vesicles
and nodal involvement fall into this category of a Gleason sum between 5 and 7, the
surgical margin status would be of great value in determining the patients' chance
of remaining disease free.13,16
Seminal vesicle invasion or lymph node involvement carries a 5 year progression rate
of 31% and 23%, respectively. At 10 years, this rises to 58% and 55% respectively.
Hence, seminal vesicle invasion or lymph node metastasis patients should be candidates
for adjuvant therapy, whether radiation or hormonal. If these findings are detected
preoperatively, they should not be candidates for surgery as a means of local control.
Immediate Adjuvant or Salvage Radiation
Historical studies suggest that waiting until gross local recurrence occurs is too
late a stage for any local therapy, suggesting it would be more difficult to control
gross recurrence versus microscopic residual disease. The Massachusetts General Hospital
(MGH) data18 published in 1993 showed that fewer than 40% of patients
irradiated for palpable local recurrences were biochemically disease free at 2 years.
The clinical free survival rates were less than 20% at 10 years following radiation
therapy. Total "cure" chances are highly unlikely.
However, it is the policy in many institutions to not give radiation to those at
risk of local recurrence but rather to wait for signs of biochemical failure. The
rationale is that these patients may have no disease or, on the other hand, may have
occult metastatic disease. In both cases, they will not benefit from local radiation
therapy and will be exposed to the risk of side effects, even though it was reported
that patients with occult distant metastasis may briefly benefit from radiation.19
The results of delayed radiation were also inaccurate due to the fact that some studies
included patients with distant metastasis. When lymph node involvement was excluded,
the results were up to 48% freedom from biochemical recurrence at 3 years20
and as high as 68% 3 year freedom from biochemical failure if seminal vesicle invasion
was also excluded.21 Salvage irradiation also showed some positive results.
In contrast to the previous results elsewhere, data from Johns Hopkins Hospital show
that 20% of patients were successfully salvaged.22 Nearly half of these
patients, however, had seminal vesicle invasion, nodal metastasis, or were at greater
risk for distant rather than local recurrence.
The evidence is conflicting regarding the timing of radiation therapy. Long term
studies suggest an advantage when adjuvant radiation is given compared to salvage
radiation later on. However, this data was obtained prior to the PSA era. Using PSA
in follow up means earlier detection of failure. According to Schild et al,20
PSA suppression is inversely related to the PSA level at the time of radiation therapy.
This also correlates with the Forman et al data previously discussed in this article.
PSA follow up allows us to detect early failure, and hence radiation therapy can
be given when tumor volume is small. The critical PSA level was 1.1 ng/ml in the
Schild et al study. It is also important that the chance of benefiting from radiation
therapy is much higher in delayed rise of PSA beyond the first year of follow up.
This means that follow up should be strict and close. If this is not possible or
available, early adjuvant radiation may be a reasonable option. Patients who had
a PSA >1.2 or 2.0 ng/ml postoperatively had a 4 to 5 times greater risk of failing
salvage radiation than patients who had PSA values below this mark.
Radiation's optimal dose varies according to the estimate of tumor burden. The USC
group23 used radiation doses less than those employed by MGH.18
USC dosage was 45 to 50 Gy versus MGH's 60 to 64 Gy. In the Schild et al study, a
dose of 64 Gy was found to be more effective than lower doses, with little morbidity.
Conclusion
The main criticism of adjuvant radiation has been its failure to offer survival advantages.
This may be due to other competing morbidities masking the survival advantage. Another
hypothesis is that the poor biological response of the tumor tends to lead to local
recurrence.
The issue of effectiveness of adjuvant radiation still awaits the results of a large
Southwest Oncology Group (SWOG) trial. The current SWOG trial examines the benefits
of adjuvant XRT with positive margins and capsular penetration after radical prostatectomy.
The study randomizes men to adjuvant radiation therapy or to observation. Other data
shows the potential benefit with little risk which should not be denied to patients
with considerable risk for local recurrence. The patients least likely to benefit
from adjuvant or salvage radiation are those with persistently elevated PSA, seminal
vesicle invasion, or poorly differentiated tumors. Ultrasound biopsies of the anastomotic
site may be helpful to document local recurrence, but negative results should not
exclude local disease.
ProstaScint, which is a radiolabeled monoclonal antibody directed towards the prostate
specific membrane antigen (PSMA), can be very promising in evaluating patients with
rising PSA post radical prostatectomy as well as detection of pelvic lymph node metastasis.
PSMA is found in greater amounts in malignant cells and in metastatic deposits, and
is also expressed in 95% of all prostate cancer tissues studied. It can very useful
in further determining which patients will benefit from post-operative radiation
if there is local residual disease.24
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